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GEORG SIMMEL

(1858-1918)

 

WHO WAS GEORG SIMMEL?

Simmel has long been denied 'founding father' status in the sociological tradition. In part this was because his writings did not appear to form a systematic theoretical model. Moreover his work was largely perceived to be more appropriate to a psychological rather than to a sociological approach. The dominant tendency within sociology during the greater part of this century has been for 'grand theory' not only within sociology but within social science in general. This emphasis effectively excluded the work of Simmel from the 'canon' of sociology. Rather than seeking to erect a grand theory Simmel sought to describe and explain micro-social phenomenon. The titles of Simmel's writings betray Simmel's interest in the minutea of social reality. Titles such as: 'Door & Bridge'; 'The Sociology of the Face'. Simmel's work can be classified as micro-sociological in this sense.

In so far as Simmel was accepted as part of conventional sociology his influence was largely restricted to the specialism within sociology called 'urban sociology'. Simmel's essay 'The Metropolis and Mental Life' being the sole reference typically offered to undergraduates embarking upon a sociology degree. Equally Simmel's influence on institutional research was largely confined to the work carried out by the now famous 'Chicago School' of the 1920s and 30s. In fact Simmel's intellectual interests and writings range over a number of diverse areas. The work of sociologists as diverse as G.H. Mead, Erving Goffman and Zygmunt Bauman has been influenced by the writings of Simmel.

Now however,ever since the 1960s, there has been a trend away from grand theory and a growing awareness amongst social scientists of the need to explain the minutiae of 'everyday life'. Equally there is now a willingness  to engage with questions of personal identity and culture. Indeed there has been something of 'cultural turn' in the social sciences in general. Partly as result of this change of direction the work of Simmel is now receiving the acclaim it deserves As we shall see Simmel demonstrated a great interest in questions of identity and culture.

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

SIMMEL & MODERN CITY LIFE.

In his essay, 'The Metropolis and Mental Life', Simmel attempts to describe and explain the effects of the social processes of urbanization on modern individuals.  The essay is best understood in the context of a 19th century concern with the city and its apparent threat to communities and the emotional life of modern individuals. Many leading 19th century social theorists, including Durkheim and Weber, had written about the encroachment of city life on the individual. These writers felt that earlier, feudal, societies had been based upon small harmonious communities (villages, hamlets etc.,) but that cities were eroding that earlier harmony. Cities as larger and more impersonal forms of association were seen as a threat to social continuity and social order. Social theorists of the time, particularly in Germany, suggested that the terms Gemeinschaft and Gessellschaft were ideal-type constructs which demonstrated the differences between the pre-modern and modern forms of human association.

 

Simmel suggests that modern cities generate conditions which predispose individuals to be reserved in their relationships with one another. The sheer size of the city and the numbers who live in cities mean that any one individual must protect themselves against this '..intensification of nervous stimulation.'

Simmel suggests that individuals engage in a process of intellectualisation. Individuals use their 'head rather than their heart' in their interactions with others. To explain this Simmel points to the contradictory aspect of city life: a physical proximity to hundreds of other individuals yet a social distance from those same individuals. The city forces us to repress our emotional involvement with others and instead to use formal more logical criteria in our interactions with others.

AN EXERCISE ON SIMMEL

 

You will need a copy of Simmel's essay: 'The Metropolis and Mental Life'. You should read it through once quite quickly so as to get a feel for it. Now re-read it with the following questions and ideas in mind.

1. On the first line of the second paragraph Simmel notes 'the intensification of nervous stimulation'. What do you think he means by this? Try to use your own words. Think of examples from your own experiences of city life.

2. In the third paragraph Simmel connects city life with money and a money economy. What for Simmel is the latter 'intrinsically connected' to? Make sure you understand why this connection exists.

3. What is 'indifference'? Why is indifference a consequence of city-life?

4. In  the fifth paragraph Simmel refers to: "[the] psychic phenomena which has been so unconditionally reserved to the metropolis.." What is it he is referring to? Have you ever found yourself guilty of this?

5.In the eight paragraph Simmel argues that the metropolis "grants" something to the individual. What is it that is granted? Why does this seem paradoxical given what has been established above?

6.What is, in the penultimate paragraph, the "most profound reason' which Simmel refers to?

CITIES, SOCIAL DISTANCE AND SOCIAL TYPES.

Cities entail social distance between thousands of physically proximate individuals. Think of a trip on a crowded commuter bus or train: one is so close to others and yet one is emotionally distant from them! In this sense Simmel's insight that we are all, in modern societies, 'strangers' to someone is well placed. The stranger is central to Simmel's work. The stranger is not someone who arrives in a community only to leave again. Rather the stranger is someone who arrives in a community and stays in the community. However they remain on the 'edge' or 'margins' of that community.

 

 

 

 

 

 

 

 

 

DOES SIMMEL HAVE A THEORY OF SOCIETY?

 

Simmel as a 'micro-sociologist'?

Simmel holds a view of individuals as creative beings. Individuals create, sustain and re-create the social world around them. This position of Simmel's might be described as a constructionist one. Individuals construct their social and cultural worlds. Simmel's sociology is a dynamic one. Simmel adopts a dialectical approach to human relationships. This dialectical approach, borrowed from Marx, suggests a dynamic relationship of interaction not only between human beings themselves but with their wider social environments.

CONTENTS AND FORMS

To understand Simmel's sociology you must grasp the two concepts of contents and forms. Contents are the fundamental biological and psychological traits which human beings are said to possess. In short 'contents' are the raw material of individuals' motives and intentions. Traits such as desires, needs and wants which collectively Simmel refers to as the `psycho-biological complex' of human beings. In this basic state these contents are not social, nor does their existence of itself generate society and culture.

These contents must be transformed into social forms.   These social forms constitute what Simmel calls `sociality'. Individuals are said to engage in sociation when they are creating and recreating these social forms. Simmel's work is referred to as Formal Sociology precisely because it is concerned with the investigation of  these social forms. These social forms are the building blocks of society.

Examples of social forms would include economic exchange, fashion, a lecture or a political movement.

 

Simmel describes for us the process of development from our basic `psycho-biological' contents into social forms (sociality) and the building of human society. In describing this process Simmel seems to be explaining his views not only on the origins of `human society' as well as an ongoing process of the creation of new social forms.

REIFICATION & INSTITUTIONAL SOCIAL FORMS

These social forms eventually become part of the traditions and conventions of a society. It is important to recognize that the social forms become institutionalised. The social form now takes on a 'logic' and a reality of its own. We introduce the word reification here. To reify something is to objectify it. That is, to make it into an object and to perceive its existence as part of the natural or material world. It is to `imagine' that its existence is natural. Reification would also typically involve future generations perceiving the origins of this or that institution as natural or god-given.

SOCIAL SPHERES

These spheres are collections of institutionalised social forms of a similar type. Thus `economics' and the `economy' is just such a sphere which is made up of all the related 'economic' institutionalised social forms. Although these will overlap with non-economic social forms. For Simmel the two most important social forms which go to make the sphere of the modern economy are the division of labour and money. Indeed Simmel suggests that it is the division of labour and money which binds together all the social spheres of 'society'. There are a number of spheres and bound together they constitute 'society'.

 

However Simmel sees society as an abstraction which individuals will rarely think about in their everyday lives. More likely, says Simmel, individuals will perceive a number of social forms most relevant to their particular lives. Nonetheless whatever their conscious deliberations individuals are 'social':

`..social man is not only a successor but also an heir.'

Indeed the necessary condition of humanity is this 'sociability'. Simmel suggests that the defining element of humanity is its capacity for 'play'.

SOCIABILITY & PLAY

For Simmel there is a special type of social form. Such social forms have, he suggests no external objective or function. These are social forms, says Simmel, in which individuals engage in for their own sake. Play is central to this type of social form. Play involves each of the participants in:

`a satisfaction in the very fact that they are associated with others.'

There is no objective here, save the one of being with other people, says Simmel. Simmel suggests two examples of sociability to be; `dining out' where the object is `small-talk' and the other is coquetry.

 

Simmel tells us sociability:

`...continuously emerges and ceases and emerges again.'

 
   

SIMMEL ON CULTURE.

For Simmel culture and cultural social forms are one of the more interesting and important aspects of any society.

Simmel defines culture as follows:

`We speak of culture whenever life produces certain forms in which it expresses and realises itself: works of art, religions, sciences, technologies, laws and innumerable others. These forms encompass life......These forms are frameworks for the creative life...'

Simmel is not always rigorous in differentiating culture from society, however at least here we have something of a formal definition. He further divides this sphere of culture into objective culture and subjective culture. Subjective culture is said to follow:

` the logic of the unfolding human personality.'

This `logic' is the creative agency of individuals. Hence for Simmel subjective culture is vital and spontaneous and part of a groups 'lived reality'. However it is also shaped by a number of institutionalised social forms.  Individuals are capable of creative agency, yet this creativity takes place within the context of already existing social forms and institutions. Conversely then objective culture is defined as the collection of:

` ideal and actualized products which form the cultural sphere.'

These are the reified artefacts of a society's culture. Symbols, material objects etc. This is what has become, in a society `the cultural tradition' and its cultural history. This objective culture presents itself as an objective, reified world. For Simmel the role or function of objective culture is to express our relationship to amongst other things nature and to evil.

Both subjective and objective culture are in a changing dynamic relationship with one another. Simmel is here using the dialectical approach. Sometimes new elements of subjective will inform and change objective culture and itself become reified. However subjective and objective culture can become `out - of - step' with each other. And Simmel believed that this had happened in the Germany of his times. He argued that the objective culture had become `too objectified' and was leaving the subjective culture of individuals behind. The objective culture had become ossified and not just reified.

FRAGMENTED INDIVIDUALS

In any particular interaction we present bits or fragments of our selves. This not simply because we have different roles to play in the totality of our lives but primarily because we only engage in specific and particular interactions in which we only think of the immediate situation. Thus in any one interaction there is only likely to be a very specific part of ourselves being `played out'.

Simmel also makes the interesting point that individuals never see each other `properly'. Simmel is suggesting that we `assess' others on the basis of their similarity/difference to ourselves: Simmel was to pre-empt a 20th century `school' of sociology when he said:

`…we privately persist in labelling a man according to an unverbalised type.'

The other person whom we `label' could never conform to this type precisely because the label is an ideal. Real individuals can only approximate to ideals. Social reality, for Simmel, is always `veiled' then. It is veiled by the use of these generalisations. But the veils do not mask or hide a true reality or self. Rather it generates a particular `form' to the individual's personality.

`All of us are fragments.'

In some of his writings Simmel rejects a single and abstract and essentialist notion of the `self'. This is an abstraction which real people never think about must less use argues Simmel. Individuals engage in immediate and local interactions in which `fragments' of their `contents' (needs/wants) and their selves are expressed. Moreover this interaction may be based upon contradictory impulses.

 

‘A society is a structure which consists of beings who stand inside and outside of it at the same time. The individual is contained in [social forms] and at the same time finds himself confronted by it...he exists both for society and for himself.'   

 

SIZE MATTERS: DYADS AND TRIADS.

Simmel suggests that the dyad is the most basic form of interaction/exchange. The dyadic relation (a relation between two individuals) involves immediate reciprocity between two individuals. And though its specific `contents' will vary it is its form that interests us.

See Craib's useful discussion of the dyad and triad. Page 150.

Thus if a `third party' should join the dyad the form changes and we do not perceive such immediate reciprocity. This will be the case even if the contents of the interaction remain the same.

Click here for a useful discussion of the various functions of the 'third party'.

 

 

SUMMARY & CRITICISMS

The difficulty with micro-sociological approaches such as Simmel's is that they typically underemphasise the importance of macro-sociological issues such as large institutions or societal processes. Simmel does go way some way to deal with the larger institutions in this case money and to a degree the division of labour. However he leaves the link between macro- and micro- concerns largely untheorized.

For more criticisms of Simmel see Craib's insightful discussion throughout the three sections [ 6, 10 and 14] devoted to Simmel.

 

READING GUIDE

There are a couple of texts which provide useful introductions to the work of Georg Simmel. The one which I would highlight as being especially worthy of your attention is:

Craib, I (1997) Classical Social Theory (Oxford University Press).

The second text is:

Ritzer, G (1993) Classical Sociological Theory (McGraw-Hall)

The discussion of Simmel takes place in Chapter 8 and at the end of the chapter is an interesting case-study on Simmel and the idea of 'secrecy'.

 

There is fine collection of Simmel's writings on culture in:

Frisby, D & Featherstone, M (eds) (1997) Simmel on Culture (Sage)

This text is a collection of original works by Simmel on the question of culture. If you are a beginner to the work of Simmel then you should restrict yourself to the introduction written by the editors.   The rest of the volume is a collection of articles written by Simmel himself. Simmel's writings are not easy or readily accessible. However you might, for starters try his essay on city life: 'The Metropolis and Mental Life' (Part Four: Page 174)

 

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